Brokerage Firms, Custodians

FOLIOfn INSTITUTIONAL, INC.

FOLIOfn Institutional saves you time and money with a fully integrated trading and portfolio management platform that allows you to manage hundreds of clients in the time it used to take to manage one. Solutions include model management and synchronization tools that automatically account for individual client preferences such as advanced tax strategies and social, sector and stock exclusions. Advisors can even choose between low asset-based fees, or flat-fee pricing to best meet their client needs. By creating a vertically integrated system that combines brokerage, custody, portfolio accounting, investment management and asset allocation tools in one platform, FOLIOfn is delivering advisors the next generation of performance, efficiency and profitability. Visit www.folioadvisor.com to see how FOLIOfn Institutional can help you gain the competitive edge.
Contact:
Greg Vigrass
President and CEO
703-245-4000
vigrassg@foliofn.com
www.folioadvisor.com

MILLENNIUM TRUST COMPANY, LLC

Millennium Trust Company delivers many Investment Advisory administrative services, including trading and custodial support, personal trust administration, omnibus account management, automated client account rebalancing, and multi-manager and Sub-Advisor account management services to NAAIM members. In doing so, we help sustain the successful and profitable growth of Registered Investment Advisors, hedge fund companies managing separately managed accounts, and other institutional investment firms. Advisor-oriented capabilities, such as omnibus account portfolio modeling, qualified investment plan and participant custody, and servicing alternative investments in retirement accounts, such as real estate, private placements, and single-owner LLC’s, are done at the institutional level only; Millennium does not offer investments and so does not compete for individual asset management business.
Contact:
John Balevic
Senior Vice President & Director of Sales
630-368-3608
jbalevic@mtrustcompany.com
www.mtrustcompany.com

PENSON FINANCIAL SERVICES, INC.

Penson Financial Services, Inc. is the Flexible Choice in Global Financial Services. Broker/dealers, wealth managers and investment advisors worldwide choose Penson's facilities and services to support full-service, discount and online brokers, active, proprietary and automated traders, bond dealers, underwriters and others. Innovative and integrated technology solutions and an extensive suite of customizable services give Penson’s correspondents and clients the freedom to focus on their core business.
Contact:
Doug Throckmorton
Sr. Vice President
800-696-3585
doug@penson.com
www.penson.com

RYDEX FINANCIAL SERVICES (RFS)

Rydex Financial Services (RFS), a division of Rydex Distributors, Inc., is a full service brokerage platform for investment management firms. RFS encompasses the entire back office for today’s changing firms, such as technology, full service trading and customized implementation. The unique RFS platform is specifically designed to handle the sophisticated requirements of three distinct investment firms: active RIAs utilizing mutual funds, ETFs, equities and fixed-income instruments; managers starting a hedge fund and in need of prime brokerage capabilities; as well as firms transitioning from a broker/dealer and/or moving from commission-based assets to fee-based assets.
Contact:
Catherine Ayers-Rigsby
Managing Director, RFS
800-258-4332
cayers-rigsby@rydexinvestments.com

TRUST COMPANY OF AMERICA

Trust Company of America Institutional Advisor Services is an independent, differentiated provider of custody, trading, and back office services to fee-based registered investment advisors. Trust Company Advisor Services provides a state-of-the-art modeled strategies trading platform where advisors can enter, execute, allocate, and reconcile trades across individual accounts, groups of accounts, or entire books of business in less than a minute. Other unique benefits include a specialized program for advisors who sell through representatives and a flexible, comprehensive fee management program. Trust Company Advisor Services delivers a highly scalability solutions for growing advisors who want to spend less money on overhead and more time growing their business.
Contact:
Joanna Kafel-Knott
800-955-7808
sales@trustamerica.com
www.trustamerica.com/investment-advisor

UNX®, INC.

UNX® is a premier agency brokerage firm providing advanced trade execution services to institutional investors. UNX trading is conflict-free and designed to help reduce market impact costs and to improve overall execution quality.

Core expertise includes electronic direct market access (DMA), single stock agency trading, advanced program trading, and basket trading. Trading equity baskets or ETFs at UNX offers greater flexibility and potentially higher returns than traditional fund timing. UNX’s Metabook® platform facilitates multi-broker DMA and provides access to premium broker algorithms allowing buy-side clients to credit multiple brokers from a single platform. UNX provides detailed transaction cost analysis (TCA) and reporting to ensure quality and accountability. UNX also provides web-based commission management services to support our buy-side customers. For more information, please visit www.unx.com or contact Erik Ambrose, Senior Vice President of Institutional Sales at (888) 231-7572. Member NASD/SIPC.